Electrochemical Techniques for Onsite Surface Qualification

Explanation of the Techniques Used

The corrosion techniques used included open circuit potential (OCP), cyclic potentiodynamic polarization (CPP), and electrochemical impedance spectroscopy (EIS). X-ray photoelectron spectroscopy (XPS) measurements were performed to characterize the oxide film properties. EIS and XPS demonstrated a close match in terms of oxide thickness determination (R2 > 0.90), and it is worth highlighting the agreement between the chromium to iron (Cr:Fe) ratio and the polarization resistance quantified by XPS and EIS, respectively. In this article, the influences of surface finish techniques on passive film properties and corrosion performance are discussed.

Pharmaceutical 316L Stainless Steel Usage

The fine chemical industries, such as pharmaceutical and food-grade aseptic sectors, are used to facing challenges related to the expectations of consumers, price constraints, and strict regulatory requirements. In this scenario, the corrosion and surface contamination of the processing plant equipment plays an important role, as it can compromise product quality and requires adequate selection of the materials, a proper surface finish process, and periodic maintenance.1

Stainless steel is widely used in pharmaceutical and food-grade industries due to its resistance to corrosion and oxidation, advanced mechanical strength at high temperatures, weldability, and relatively low cost.2^, 3^, 4^, 5 Critical process utilities normally are built using 316L stainless steel due to its excellent passivation properties,6 although it is not immune to corrosion phenomena,7^, 8 rouge contamination,9 and biofilm adhesion10^, 11^, 12 after long-term exposure to industrial processes.

The passivation efficiency of 316L stainless steel depends on its passive film characteristics such as microstructure, surface morphology, oxide layer thickness and uniformity, semiconducting properties, and passivity breakdown in the bioprocess.13^, 14^, 15^, 16^, 17 These characteristics change according to the surface finish process; thus, critical utility equipment is designed to achieve a clean and smooth surface that provides high corrosion resistance.

The American Society of Mechanical Engineers: Bioprocessing Equipment (ASME BPE)18 code specifies the process contact surface finish requirements and acceptance criterion, where the surface finish can be prepared by mechanical polishing or electropolishing. Moreover, a modified passive film by chemical passivation treatment is required according to this code for bioprocess utilities.

The passive film on the surface is a naturally formed 1–3 nanometer (nm) thick layer consisting of chromium-rich oxide/hydroxide phases, whose composition, thickness, and protective action changes dynamically with bioprocessing time.1^, 12 The passive film modified by chemical passivation treatment results in a more resistant surface oxide layer compared to the naturally formed passive film. Indeed, 316L stainless steel passivated surfaces are reported as Cr-rich oxide layers in the form of chromium oxide (Cr₂O₃), which are mainly responsible for the high passivation ability.14^, 19^, 20^, 21

The main concerns about the use of 316L stainless steel is corrosion damage and the release of metal ions into the processed fluids, which can be hazardous for the end users. Therefore, bioprocess equipment is required to have passivated surfaces instead of natural passive films.1^, 18

However, as there is no field tool and technique available to quantify and qualify the passive film properties, the industrial practices for chemical passivation treatment are not able to assess the efficacy of these treatments. In fact, the ASME BPE code describes electrochemical techniques such as EIS as an advanced tool to measure the passivation property and corrosion resistance of the passivated surface, though the technology is not yet ready for field use.18

This article aims to elucidate how electrochemical techniques can be applied in field surface finish inspections as an advanced tool for the surface qualification and monitoring of 316L stainless steel tanks and pipelines. It is worth emphasizing that the field electrochemical techniques need to be sensitive enough to differentiate the properties of surface finishes and therefore OCP, CPP, and EIS have been applied. XPS was used to characterize the passive film in terms of oxide chemical composition, thickness, and Cr:Fe ratio.

Methods to Qualify Internal Surface Finish

Portable electrochemical minicells have been used to perform surface inspection inside 316L stainless steel tanks to qualify the internal surface finish through the application of electrochemical techniques.22 The most common surface finish applied to stainless steel tanks was assessed by the portable electrochemical minicell, as shown in Table 1, to prove the tool sensitivity for surface inspection. Each surface finish has an individual Cr:Fe ratio and consequently a specific electrochemical response is expected.

The surface finishing was performed using mechanical polishing, chemical passivation treatment (American Society for Testing and Materials ASTM A380 23), electropolishing (EP) according to ASTM B912,36 and a combination of passivation, as can be seen in Table 1. The XPS and electrochemical measurements were carried out using 1 cm² area of a mockup of the finished surface. Additionally, electrochemical tests were employed in practical field inspections of stainless steel tanks. The reproducibility of the electrochemical tests, comparing bench and field measurements, was validated in a previous work.22

Electrochemical techniques are recognized as the most advanced methods of stainless steel surface characterization.18^, 24^, 25^, 26 Previous studies described the importance of assessing passivated surfaces applying OCP and CPP, Cr-depleted zones, and sensitization (especially for welds) via double-loop electrochemical potentiokinetic reactivation (DL-EPR).7^, 8^, 12 In this article, the field EIS as an onsite technique for passive film properties characterization is introduced.

The portable electrochemical minicell is a portable surface tester capable of quantifying the passive film properties and the corrosion resistance of 316L stainless steel tanks and pipelines. It works as a conventional three-electrodes minicell using a silver chloride electrode (Ag|AgCl|KCl³ mol/L) as the reference electrode and platinum (Pt) wire as counter electrode that was designed to be used in onsite inspection services.22

During inspection activities for tanks, the minicell enables multiple measurements in confined spaces to be obtained using a multichannel potentiostat/minicell system. A vacuum cup system was designed to attach the minicell in all positions on the steel surface with a 1.7 millimeter (mm) diameter capillary pair to the tank surface, which was used as the working electrode. Figure 1 shows the portable electrochemical minicell in a field inspection.

Using the portable electrochemical minicell tool in situ, EIS data were recorded in 3.5% mass by volume (m/v) sodium chloride (NaCl) solution at (30±2)°C. The impedance spectra were generated by applying a sinusoidal signal of amplitude 10 millivolt (mV) over the frequency range 0.01 hertz (Hz) to 100 kilohertz (kHz). The resultant spectra were analyzed using the PStrace 5.9 software.

CPP tests were carried out to measure the passivation level and the pitting corrosion resistance in 3.5% (m/v) NaCl solution at (30±2)°C. After stabilization of the open circuit potential (OCP), an anodic polarization scan was performed at a sweep rate of 2.0 mV s¹. The anodic scan was reversed after it reached one of the criteria:

(a) current density of 1 milliampere per square centimeter (mA cm²) or (b) potential of 1 volt (V). Then the inspected surfaces were scanned in the cathodic direction to a potential of –200 mV vs. OCP.

Table 2 summarizes the period of evaluation and its respective type of inspection, describing the inspection objective and electrochemical technique for surface inspection. The passivation properties and corrosion resistance of 316L stainless steel were based on literature to specify the acceptance criterion.7^, 27

The surface elemental analysis of the samples with different surface treatment was carried out by XPS using a commercial spectrometer (UNI-SPECS UHV) at base pressure lower than 10^–7 Pa.

Results

Open circuit potential and CPP curves in 3.5% (m/v) NaCl solution at (30±2)°C were performed after reaching a stable OCP for all surface finishes and the performance parameters are presented in Figure 2. In Figure 2, each figure shows the CPP curves of the surfaces in the conditions as polished and passivated. All polarization curves showed a passive behavior during the anodic scan. The surface performance was quantified based on the CPP parameters shown in Table 3: corrosion potential (E_corr), pitting corrosion (E_pit), corrosion protection (E_prot), and passivation current density (i_pass).

It is worth analyzing what sort of hysteresis was observed during the positive or negative potential reversal. The hysteresis behavior shows either pitting growth or surface repassivation, findings which have been discussed in a previous paper.7 Based on the electrochemical parameters, it is safe to state that the mechanical polished surfaces generated inferior passivation properties, whereas the electropolished surface significantly decreases the passivation current density and increases the pitting resistance. Nevertheless, mechanical and electropolished surfaces have registered the pitting corrosion in a potential range of 300–600 mV and 600–900 mV, respectively. Furthermore, a positive hysteresis was observed after reversing the potential scan, indicating that the pitting continues to grow. In contrast, the passivated surfaces presented a higher corrosion resistance evidenced by the absence of pitting potential, reduced passivation current density, and negative hysteresis.

Figure 2: Cyclic potentiodynamic polarization curves obtained for 316L stainless steel in 3.5% (m/v) NaCl, at (30 ± 2)°C, and 2.0 mV s-1 of A: 0.8 μm as-grinded and passivated surface; B: 0.3 μm as-electropolished and passivated surface; C: 0.2 μm as-grinded and passivated surface; and D: 0.05 μm as-electropolished and passivated surface.

The passivation level (PL) represents the andic passivation range of the material (equation 1) based on the electrochemical parameters derived from the CPP curves: corrosion potential (Ecorr) and corrosion protection potential (E_prot). If E_prot is nobler than E_corr, there is a potential range where the passive film is stable and localized corrosion such as pitting, crevice, or cracking will not develop or grow.24 The acceptance criterion for the PL, according to equation 1, is 350 mV7. The corrosion resistance parameters obtained from the OCP and CPP curves in 3.5% NaCl were performed after 12 months of reactor operation and are summarized in Table 3.

\(\text{(1)}PL = E_{prot}-E_{corr} \)

Figure 3 shows optical micrographs for 316L stainless steel scanned surface area after CPP testing. It shows stable pits for grinded and electropolished surfaces (see Figure 3A and 3B), whereas the passivated surfaces remained pitting-free (see Figure 3C).

EIS spectra in the Nyquist representation recorded during immersion in the 3.5% (m/v) NaCl at (30±2)°C are reported in Figure 4. They are portions of depressed semicircles, that can be fitted with the simple EEC model for a compact film,1 as can be seen in Figure 4, where R_el is the electrolyte resistance, R_P is the polarization resistance and CPE is a constant phase element introduced to account for the heterogeneity of oxide layer which cannot be represented by a pure capacitance.

EIS spectra were fitted using an R(R_CPE) EEC. The passive film thickness was estimated according to the power law mode28 to be in the range of 1–3 nm, in agreement with previously reported values.1^, 21 The fitting parameters, reported in Table 4, suggest that RP was substantially increased in the case of passivation treatment for all surface finishes (mechanical and electropolished).

Furthermore, the best-fit exponent (n) of the constant phase element yields values < 1, as expected for passive films on stainless steel.1^,29 As seen in equation 2, this behavior is explained by the formation of a passive film with a resistivity gradient going from the metal–oxide interface to the oxide–electrolyte interface, where Q vs. n can be described according to the power law model:30

\(\text{(2)} \)

where ε is the passive film dielectric constant, ε₀ is the vacuum permittivity (8.8542 x 10⁻¹⁴ F cm⁻¹), δ is the oxide layer thickness, ρδ is the resistivity of the oxide at the oxide–solution interface, and g is a numerical function given by: 29

\(\text{(3)}g = 1 + 2.88(1 - n)^2.375 \)

Considering that the CPE results from a dielectric response of the material, it allows us to determine the film thickness, d, in terms of an effective capacitance and dielectric constant, e, according to:28

\(\text{(4)} \)

Combining equations 2 and 4 yields an expression for the effective capacitance as:30^, 31

\(\text{(5)}\)

The passive film thickness estimated assuming a dielectric constant of chromium and iron oxide of 12 and ρδ = 500 Ω cm1 is shown in Table 4.

The mechanical polished surface demonstrated a passive film thickness between 2.1–2.3 nm, whereas the values of the electropolished surface were thinner in the range of 1.5–2.1 nm. As a rule, all passivated surfaces were reported to have the thinnest passive film of about 0.9–1.4 nm, showing the highest passivation properties and corrosion resistance.19 This is explained by the fact that the naturally formed passive film has a nonuniform Cr-rich layer and a thicker Fe-rich oxide and hydroxide, whereas the passive film modified by passivation treatment is composed of a thin, uniform, and compact Cr-rich oxide layer.6^, 13^, 14

The obtained passive film thickness values were confirmed by XPS analysis resulting from the exponential attenuation of the metallic Fe 2p3/2 peak intensity. A comparison of the layer thicknesses in Table 4 obtained by both techniques shows a close match between the values, using two independent methods. To investigate the elemental composition and identify the phases that form the passive layer a quantitative analysis of the deconvoluted XPS spectra was performed. Table 5 displays the atomic percentages of the metallic elements for different treatment conditions, including the as-received alloy as reference and highlighting the Cr to Fe ratio.

Discussion

Surface qualification of 316L stainless steel tanks using field electrochemical measurements via portable electrochemical minicell was applied as a promising tool to ensure high product quality. The bioprocessing tanks are required to be submitted to a surface qualification process before introducing them to the industrial process, and ASME BPE code describes the electrochemical techniques as an advanced inspection method, although this technology is not yet ready for field inspections. As a complementary technique, XPS measurements are allowed to characterize the passive film, supporting the efficacy of portable electrochemical minicells for field surface inspection.

Comparing the corrosion resistance performance of the different treatments, it is safe to state that the passivated surface reached the highest parameters for all conditions, highlighting an approved PL quite superior of the acceptance criterion of 350 mV. In addition, it is worth pointing out that the absence of pitting corrosion and the negative hysteresis running in a quite reduced passivation current density confirms that the passive film is composed by Cr-rich and uniform oxide.14^, 15^, 20^, 24^, 32^, 33^, 34^,35 On the other hand, an ASTM B91236 electropolished surface did not perform as resistant as expected considering that ASME BPE specify that the electropolished surfaces are considered as passivated.

Figure 4: EIS spectra in Nyquist representation recorded during immersion in 3.5% (m/v) NaCl for 316L stainless steel passive fi lm with surface fi nish: A: 0.8 μm grinded and 0.8 μm grinded and passivated; B: 0.3 μm electropolished and 0.3 μm electropolished and passivated; C: 0.2 μm grinded and 0.2 μm grinded and passivated; and D: 0.05 μm electropolished and 0.05 μm electropolished and passivated.

However, the maximum corrosion resistance was obtained when combining the electropolishing process with the chemical passivation treatment in sequence. The grinded surface finish is a concern due to the poor pitting potential, a nonacceptable PL, and a high passivation current density. On the other hand, electropolished surface and grinded surface finishes were improved in terms of corrosion resistance by the chemical passivation, achieving acceptable PL after the treatment.

XPS measurements demonstrated that the passive films on 316L austenitic stainless steel had a structure as previously described, which consists of an inner region composed of a Cr-rich oxide layer (Cr₂O₃) in contact with the metallic substrate, whereas the outermost layer is composed of Cr(OH)₃ and Fe-rich oxides and hydroxides: iron(II) oxide (FeO), iron(III) oxide (Fe₂O₃), iron(III) oxide-hydroxide (FeOOH).

Besides these iron species, magnetite (Fe₃O₄) and Fe (OH)₂ were also reported to compose this layer.14^, 15^, 37^, 38^, 39^, 40^, 41 However, a closer look at the data obtained for different surface treatments revealed distinct features. On mechanical polished surfaces grew a natural passive film, with a thick oxide layer in a range of 2.4–2.8 nm, chemically characterized as Fe-rich oxides with a low Cr:Fe ratio of about 0.6 (see Tables 4 and 5).

When compared to the mechanical polished surfaces, the electropolished surfaces grew a thinner (1.5–2.3 nm) and more Cr-rich passive film, resulting in a Cr:Fe ratio of 1.6–2.3 nm. The latter value highlights the 0.3µm-EP sample. Even though electropolished surfaces provided an improved passive oxide when compared to the mechanical polished surfaces, it is important to note that in both cases an Fe-rich and nonuniform passive film was formed on the surface, as indicated by the breakdown potential in cyclic polarization tests.

The main hypothesis taken into consideration is the fact that the mechanical and electropolishing processes promoted the growth of the Fe-rich layer.18^, 20 On the other hand, the passive film modified by chemical passivation treatment provided the highest passivation properties with the Cr:Fe ratio of up to 2.5 nm (see Table 5) due to the selective dissolution of iron. The layer consists mainly of Cr₂O₃ and Cr (OH)₃ phases, which are responsible for the high corrosion resistance41 (see Table 4). These surfaces showed the thinnest passive film being in the range of 1.0–1.7 nm, containing a reduced quantity of Fe oxides, a small fraction of Mo oxides, and traces of nickel and Mn oxides.

Portable electrochemical minicell is a portable tool used to measure the passivation properties and corrosion resistance of stainless steel tank surfaces in field conditions. This work demonstrates that, using portable electrochemical inspection techniques, an accurate onsite tank surface performance can be determined in terms of corrosion resistance and passivation parameters.

The results are consistent with those obtained by XPS, confirming the passive film thickness values obtained by EIS, and associating the high corrosion resistance, obtained from the OCP and CPP curves, to the distinct structure of the thin passive layer. These notable results are shown in Figures 5 and 6. Figure 5 displays a linear trendline correlating the passive film thickness determined by both techniques with R-squared values > 0.90, which represents a good fit to the data.

Additionally, as can be seen in Figure 6, a parabolic relation between polarization resistance and Cr:Fe ratio was found in a preliminary assessment. This demonstrated the great potential of the portable electrochemical minicell technique for field surface qualification. However, further studies are needed to establish this method as the standard test for stainless steel tanks.

Conclusion

The portable electrochemical minicell’s efficacy was tested through the inspection of different surface finishes of 316L stainless steel typically applied in tanks and facilities. Table 6 shows the conclusions according to the performance perspective of the portable tool. Field electrochemical measurements applying EIS technique has proven to be accurate in determining passive film properties, and it can be a powerful tool for qualification and monitoring of the passivation properties of stainless steel surfaces.

Acknowledgments

The authors would like to thank the São Paulo Research Foundation (FAPESP) for providing financial support for this research (Proc. no. 2021/11684-4).